CCB - Risk Controls - Control Manager - Vice President


: $165,310.00 - $165,310.00 /year *

Employment Type

: Full-Time


: Executive Management

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JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at .

Our Firmwide Risk function is focused on cultivating a stronger, unified culture that embraces a sense of personal accountability for developing the highest corporate standards in governance and controls across the firm. Business priorities are built around the need to strengthen and guard the firm from the many risks we face, financial rigor, risk discipline, fostering a transparent culture and doing the right thing in every situation. We are equally focused on nurturing talent, respecting the diverse experiences that our team of Risk professionals bring and embracing an inclusive environment.

CCB Risk
Chase Consumer & Community Banking (CCB) serves consumers and small businesses with a broad range of financial services, including personal banking, small business banking and lending, mortgages, credit cards, payments, auto finance and investment advice. Consumer & Community Banking Risk Management partners with each CCB sub-line of business to identify, assess, prioritize and remediate risk. Types of risk that occur in consumer businesses include fraud, reputation, operational, credit, market and regulatory, among others

This role will support the CCB Risk Forecasting and the Data, Analytics and Technology Strategy organizations in maintaining a strong and consistent control environment by providing comprehensive coverage of the control environment that promotes early operational risk identification and assessment, effective design and evaluation of controls and sustainable solutions to mitigate operation risk. A Control Manager's main focus is control design and testing expertise, risk and control identification and assessment management, control break and resolution management, and control governance and reporting.

Responsibilities include:
  • Work with Risk Management business colleagues to develop an in-depth understanding of the Risks & Controls throughout the department and to assist in the identification and/or development of controls to mitigate gaps
  • Engage cross-functionally with control leads within Risk, and attend Control Lead meetings as required; providing updates to the Director as necessary
  • Understand and manage the content and associated application of the area's Risk Control Self-Assessment (RCSA)/CORE, Key Risk & Performance Indicators, and other controls to identify negative trends and potential control gaps
  • Provides control related subject matter expertise for relevant projects driven outside of the Control Management organization
  • Provide testing and other support for the SOX & CCAR program
  • Performing issue/action plan administration end-to-end
  • Perform root cause analysis and develop action plans; validate the execution of action plans
  • Comparison of policies standards, procedures and controls across products for optimization, consistency and closure of any gaps that are found
  • Identifying meaningful metrics to inform on the health of the operational risk and control environment
  • Presenting findings, recommendations and presentations to Senior Management
  • Liaison with upstream and downstream partners to review the control evidences for RCSA and SOX

  • Bachelor's degree in Finance, Accounting, d egree is preferred
  • Significant understanding of key banking processes and associated risks; knowledge of the Compliance, KYC, Transaction Monitoring preferred
  • 8+ years of relevant post qualification work experience in Risk & Controls Assessment, Internal Controls Design & Review, Risk Consulting, Process Consulting, Internal Audit and Sarbanes-Oxley Control requirements
  • Knowledge of KPIs and KRIs metrics including defining thresholds, monitoring, analysis and reporting of metrics
  • Some background or experience with finance and accounting/SOX/CCAP
  • Proven analytical thinker with ability to identify, analyze and solve problems in a thoughtful manner, with diplomacy and professionalism
  • History of effective multi-tasking, expectation setting, and escalation of issues, where appropriate
  • Project Management Skills - well-organized, structured approach
  • Able to work effectively under pressure and in a rapidly changing environment in order to meet deadlines
  • Collaborative, team-oriented, passionate about supporting our internal / external stakeholders
  • Self-starter, able to take the initiative and operate in the group with minimum supervision on a daily basis

Associated topics: analyst, budget, cfa, chief finance officer, cpa, director finance, financial, financial controller, financial services, tax * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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